February 3, 2016 : Compliance Outreach for Municipal Advisors: http://www.finra.org/industry/compliance-outreach-program-municipal-advisors

February 11, 2016 : Cyber Security Conference in New York City: http://www.finra.org/industry/2016-finra-cybersecurity-conference

April 6, 2016 : FINRA Diversity Summit in New York City: http://www.finra.org/industry/2015-finra-diversity-summit

May 23-25, 2016 : FINRA – Annual Conference in Washington DC: http://www.finra.org/industry/2016-finra-annual-conference

September 7, 2016 : Fixed Income Conference: http://www.finra.org/industry/2016-fixed-income-conference

November 9-10, 2016 : Small Firm Conference: http://www.finra.org/industry/2016-finra-small-firm-conference

Thornton & Associates, is a full service compliance consulting firm.  For more information about our Compliance, FinOp and AML services please call us at (877) 542-6759 or at www.thorntonandassociates.com